Is the following statement about the directors of the listing applican

1.According to the Listing Rules of the Main Board of the Stock Exchange, the following statement is correct? I.Independent non-executive directors holding shares representing less than 1% of the total issued share capital will not be challenged for independence II.The Board must have at least one independent non-executive director III. Independent non-executive directors may assume management responsibilities IV.In the case of a person nominated as an independent non-executive director, within one year prior to the date of his proposed appointment as an independent non-executive director,Have a material interest in the listed issuer and must submit written confirmation of their independence to the Stock Exchange 选项： A:I，II B:II，III C:I，IV D:I，II，III，IV

2.Which of the following statements about the Compliance Advisor is true? I.A listed issuer must appoint a compliance adviser from the date on which it submits its listing documents to the Stock Exchange.In the case of a GEM listing, at least until the date of publication of the financial results of the listed issuer for three full financial years from the date of initial listing III.In the case of a Main Board listing, at least until the date of publication of the financial results of the listed issuer for the first full financial year after listing IV.Provide advice and guidance only on request by listed issuers 选项： A:I，II B:III，IV C:I，II，IV D:I，III，IV

3.What is true of the following statement about the fees and remuneration paid by the directors? 选项： A: The remuneration of the Directors shall be fixed by the Company at a board meeting. B: If an executive director is a member of the Board, no additional fee shall be payable in addition to the director's fee C: Executive directors are remunerated according to their service contracts. D: Service contract is only applicable to non-executive directors.

4.What are the following statements about the corporate governance and other matters of the listing applicant? 选项： A: The senior management members who met with investors in the IPO roadshow were not sourced by the sponsor. B: Listing applicants are also required to appoint independent non-executive directors when they initiate the process, preferably after the Stock Exchange has approved the listing. C: Failure to comply with the CG Code will result in a breach of the Listing Rules. D: Failure to comply with the CG Code, but failure to report non-compliance, is a breach

5.Which of the following is true regarding a register of directors? 选项： A:The register must include shadow directors B:The register must be made available for inspection by company members for a fee C:The register must include a service address for each director

6.4007426] Which of the following statements is true regarding the typical composition of a Board of Directors in Japan? 选项： A: Japanese companies have much the same number of independent directors on their boards than the European or US average. B: Japanese companies have a much higher number of independent directors on their boards than the European or US average. C: Japanese companies have a much lower number of independent directors on their boards than the European or US average.

7.What does Professor James Westphal’s study suggest?选项： A:With a boardroom full of outsiders, senior managers work more conscientiously. B:Outside board directors tend to be more independent. C:Boardroom reforms have failed to achieve the desired result. D:Cooperation between senior managers and board directors suffered from the reforms.

8.According to the ICGN’s Global Governance Principles, which of the following would raise questions about the independence of a member of the board of direc tors? The director: 选项： A: has been a member of the board for the last 3 years. B: acted as the company’s executive before joining the board of directors. C: has over 10 years of experience with one of the company’s competitors.

9.The following statements about corporate governance are correct: I.Corporate governance is a code of conduct governing the relationship between shareholders, directors and the company; II.Good corporate governance requires that management (directors and senior managers) act transparently and in the interests of all shareholders； III. In Hong Kong,Important elements of corporate governance include the appointment of independent non-executive directors and the establishment of audit, nomination and remuneration committees;IV. Requiring company directors and officers to enhance the implementation of corporate governance practices is the main practice of quality control in stock exchanges. 选项： A:I, II, III B:I, II, IV C:II, III, IV D:I, II, III, IV

10.There is a general understanding among the members of the Board of Directors that chief attention __to the undertaking that is expected to bring highest profit. 选项：is given|gives|should be given|must be given

11.There is a general understanding among the members of the Board of Directors that chief attention ______ to the undertaking that is expected to bring the highest profit. 选项： A:is given B:gives C:should be given D:must be given

12.The _is the subcommittee of the board of directors that is responsible for ensuring the accuracy of accounting and financial statements

13.3、There is a general understanding among the members of the Board of Directors that chief attention( )to the undertaking that is expected to bring in highest profit.【单选题】A、is givenB、givesC、should be givenD、must be given

14.4、There is a general understanding among the members of the Board of Directors that chief attention( )to the undertaking that is expected to bring in highest profit.【单选题】A、is givenB、givesC、should be givenD、must be given

15.Which of the following characteristics is most likely to heighten an auditor’s concern about the risk of material misstatements due to fraud in an entity’s fnancial statements? 选项：A、The entity’s industry is experiencing declining customer demandB、Employees who handle cash receipts are not bondedC、Internal auditors have direct access to the board of directors and the entity’s managementD、The board of directors is active in overseeing the entity’s fnancial reporting policies

16.Incorporated company’s chairman of the Supervisory board is appointed by:选项： A:A、General Meeting of Shareholders’ election; B:B、Appointed by Board of Directors ; C:C、Elected by a majority of members of the board of supervisors; D:D、Democratically elected by workers

17. ______ voting of common stock gives minority shareholders the most representation on the board of directors. 选项： A: Majority B: Cumulative C: Rights D: Proxy

18.Choose the correct words or phrases to complete the sentences. As there were some major design flaws, the board of directors didn’t ____ the plan.

19.In the course of listing, if the applicant fails to respond to the inquiries of the Stock Exchange in a timely manner,Or a revised version of a listing document or any document required to be submitted to the Stock Exchange which is not submitted to the Stock Exchange by the deadline,How should the Stock Exchange respond? 选项： A: Return the listing application B: Impose a fine on the listing applicant C: Push back the time to market scheduler D: Urge the listed person to hand in the complete file in advance

20.Which of the following is not a quantitative test used by the SEHK to determine whether a listing applicant is suitable for listing on the Main Board? 选项： A: Liquidity test B: Profitability test C: Market value/earnings/cash flow test D: Market value/yield test

21.[单选题]Which of the following represents a responsibility of a company’s board of directors? A Implementation of strategy B Enterprise risk management C Considering the interests of shareholders only